Test Manager Compliance - CDI

Based in Geneva and reporting to the Head of Group Compliance Assurance, you will assess (i) the design and operating effectiveness of relevant controls; (ii) compliance with applicable laws and regulations and adherence to our Compliance standards and internal policies as follows :

Develop the testing and review plans, including maintaining an inventory of test scripts.

Perform and/or supervise testing and/or review activities

Evaluate test and review results and communicate preliminary findings to stakeholders

Document findings and their disposition as issues and actions in consultation with issue owners.

Finalise and distribute reports to stakeholders.

Monitor the completion of issues and actions through to issue closure for management reporting.

Prepare and report progress status metrics as required

Coordinate compliance assurance activities with other second line of defence units and Group Internal Audit

Provide advice and guidance to the front office on actions to improve compliance in relation to the results of testing and reviews

Propose and contribute to projects to continuously improve the control environment for compliance-related risks and other relevant cross-functional initiatives

In accordance with professional standards, you will be expected to comply with all applicable legal, regulatory and internal compliance requirements, including but not limited to the Group Code of Conduct and Compliance Policies and Procedures. You will also be expected to maintain all professional certifications, as applicable, to be fully qualified to perform your role, including completing all mandatory training required to obtain and maintain such certifications.