The Exchanges Compliance Team is seeking an experienced profile with compliance experience to support regulatory compliance activities, oversight initiatives, and process transformation projects across all the client's regulated markets and trading venues.
The client is the leading European capital market infrastructure, covering the entire capital markets value chain, from listing, trading, clearing, settlement and custody, to solutions for issuers and investors. The client also provides clearing and settlement services and Securities CSDs in Denmark, Italy, Norway, and Portugal.
What we are looking for :
Strong knowledge of MiFID II / MiFIR, MAR, and EU financial markets regulations.
Good understanding of Exchange and MTF operations, trading venues, and market structure, with potential experience with exchange rulebooks.
Hands-on experience conducting compliance reviews, audits, and control testing.
Activities will be span across :
Member onboarding, due diligence, and ongoing compliance monitoring,
Market abuse controls and STORs.
Ability to perform regulatory gap assessments, audit trail mapping, and control design reviews.
Experience with process optimization, automation, and AI-driven transformation initiatives, would be a plus.
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